Head of Compliance

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Job Description

Compliance Senior

Our Cork based client has an opportunity for a Head of Compliance to lead the compliance function. The ideal candidate will have a strong legal & financial knowledge ideally with stockbrokering experience.

The successful candidate will grow and lead the Global Shares Compliance Team

The Role: 

  • Advise on setting up Compliant operational processes such as MiFID ll Transaction Reporting. 
  • Conduct and oversee regular testing of regulated processes in different jurisdictions.
  • Lead and advise on potential regulatory issues and breaches.
  • Regulatory reporting on all jurisdictions and presentation of reports to Management and Board. 
  • Maintain and advise on local mandatory compliance requirements
  • Lead and advise the team
  • Responsible for AML/CFT/FS issues arising out of local jurisdictions and ensuring consistency across the group. 
  • Develop and implement group strategic Group Compliance plans
  • Training around AML/CFT, MiFID ll, Client Asset Handling 

Requirements: 

  • MiFID ll compliance experience
  • AML/KYC/CFT compliance experience knowledge of GDPR compliance 
  • Risk identification, assessment and management experience
  • MAR and CRD IV experience 
  • Experience in compliance testing, results analysis, identifying improvements or remedial actions and presenting findings to senior management 
  • Experience working in a regulated environment
  • Compliance, Legal, Financial Services, Stockbroking or other relevant qualification such as ICSA, ACOI, ICA (International Compliance Association), Institute of Banking.

Apply Now For a confidential conversation please call Marguerite Brahim 021 4944862  

CplCorkNov2019

 

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